This short guidebook consists of top tips to becoming compliant with the Uncleared Margin Regulations.
Learn a common-sense approach to planning and coordinating your program, with top tips in eleven categories supported with statistics from an industry wide Peer Benchmark Survey through which market participants across three continents answered questions about their status and approach to the uncleared margin rules.
With numerous regulations in a variety of different jurisdictions, many firms have been overwhelmed. The framework available in this guide is for teams looking to build a compliance plan. Whether from scratch or in progress, this guide will help your firm assess its approach and understand what is needed to fast track compliance.